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Kentucky Social Work Code of Ethical Conduct
Ethics Boundaries continuing education MFT CEUs

Section 6
Kentucky Administrative Regulations: 201 KAR 23:080
Responsibility to Students and Supervisees

CEU Question 6 | Ethics CEU Test | Table of Contents
Psychologist CEs, Counselor CEUs, Social Worker CEUs, MFT CEUs

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     Section 6. Responsibility to Students and Supervisees. (1) A social worker shall promote the educational and training interests of his students and supervisees.
     (2) A social worker shall not engage in a social, business, or personal relationship with his student or supervisee if that relationship might:
     (a) Impair the social worker's professional judgment;
     (b) Incur the risk of exploitation of the student or supervisee; or
     (c) Otherwise violate a provision of this administrative regulation.
     (3) If a social, business, or personal relationship cannot be avoided and if it does not impair the social worker's professional judgment, incur a risk of exploitation of the student or supervisee, or otherwise violate a provision of this administrative regulation, the social worker shall take appropriate professional precautions to ensure that judgment is not impaired and exploitation does not occur.
     (4) A social worker shall not obtain or engage the service of his student or supervisee in an activity except an activity that promotes a student's or supervisee's academic, educational, or training interest.
     (5) A social worker shall not engage in sexual intimacy or contact with his student or supervisee.
     (6) A social worker shall not enter into a professional-client relationship with his student or supervisee.
     (7) A social worker shall not permit a student or supervisee to perform or to hold himself out as competent to perform a professional service beyond his level of training, experience, or competence.

- Kentucky Legislature. Title 201, Chapter 23: 080 Board of Social Work. 2018 Kentucky Administrative Regulations. Section 6. Responsibility to Studets and Supervisees.

Regulation 201 KAR 23:080 states, "A social worker shall promote the educational and training interests of his students and supervisees."

Four Boundary Questions
The following are four values that constitute the basic premise of the therapeutic relationship. Let's look at how even the most basic of concepts present boundary questions. Here is an example of each of the four values:

♦ #1. The worth of the individual. A basic premise right? Think again. Who determines how worthy someone is to retain custody of his or her children? When you write your recommendations to the court, what was the boundary or limit you set in your report regarding the intensity and frequency of abuse for the "rehabilitated" parents seeking to regain custody?

♦ #2. The right of self-determination is also a basic ethical premise that raises boundary issues. With a suicidal client you treated, where did you set the boundary between freedom and commitment to an in-patient unit?

♦ #3. A third philosophical basis of the therapeutic relationship is the right to share the benefits of society, but at what point does your client with a substance-related disorder lose his rights to share the benefits of society? Let's explore this one further. Some substance-use treatment professionals have criticized the classification of substance-use disorders by the DSM, Diagnostic and Statistical Manual, as simplistic and too straightforward.

They have argued that substance use cannot be forced into the two arbitrary categories of abuse or dependence, but rather that substance use represents a continuum that ranges from non-use to dependency. With your last "substance-related disordered client," what criteria did you use to set a boundary in the gray area of the DSM classification system, which many view as inadequate, regarding court orders to a treatment facility and depriving the client of his or her right to benefit from societal freedom?

♦ #4. The mutual rights and responsibility between your client and society is a philosophical basis of the mental health professions. Now, regarding the boundary between rights of your client, versus the rights of society...ask yourself...the last time your client threatened to harm an identifiable other, where and how in your mind did you draw the limit regarding a need to warn or not warn the other party?

The point to be made here is that, even in the most basic of premises regarding our mental health profession you are drawing ethical boundaries.

♦ Four Basic Premises Examples
From the preceding examples, select one which is most meaningful. Here are the four basic premises examples again:
1. Your recommendations to the court for treatment decisions about custody in a child abuse case;
2. Suicide and commitment;
3. Substance abuse; and
4. Duty-to-warn regarding threats to an identifiable other. Ask yourself…how do I set boundaries with this difficult issue?

♦ Strategy for Setting Boundaries Effectively with Clients
It has been my experience that I set boundaries effectively with clients when I feel I am able to gain personal objectivity. How do I gain this objectivity? By increasing my personal awareness regarding my needs, weaknesses, and strengths.

By "awareness" I mean my ability to deal with my personality patterns and client issues, as they may relate to my life experience, which may cloud my ability to relate to the client.

I look at my level of openness. I look at my ability to be aware of values, attitudes, and patterns of behaving in the groups of which I consider to be a part. Lastly, I look at my ability to differ and stand alone when necessary…should I need to act as an advocate for the client. It is one thing to recognize my shortcomings and another to change them.
- Stone, M. PhD, Boundary Violations between Therapist and Patient. Psychiatric Annals, 1999, 670-7.

Peer-Reviewed Journal Article References:
Callahan, J. L., & Love, P. K. (2020). Introduction to the special issue: Supervisee perspectives of supervision processes. Journal of Psychotherapy Integration, 30(1), 1–8.

Enlow, P. T., McWhorter, L. G., Genuario, K., & Davis, A. (2019). Supervisor–supervisee interactions: The importance of the supervisory working alliance. Training and Education in Professional Psychology, 13(3), 206–211. 

Pettifor, J., McCarron, M. C. E., Schoepp, G., Stark, C., & Stewart, D. (2011). Ethical supervision in teaching, research, practice, and administration. Canadian Psychology/Psychologie canadienne, 52(3), 198–205.

Rowe-Johnson, M. (2018). Achieving ethical mentoring and mentee professional integrity through formal mentor training for practicing psychologi

What are four values that constitute the philosophical bases of the therapeutic relationship that present boundary challenges? To select and enter your answer go to Ethics CEU Test.

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